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PART THREE: FUNCTIONS OF SEBI IN RESPECT OF MATTERS SPECIFIED ...

PART THREE: FUNCTIONS OF SEBI IN RESPECT OF MATTERS SPECIFIED IN SECTION 11 OF THE SECURITIES AND EXCHANGE BOARD OF INDIA ACT, 1992 B. the exchange has complied with the conditions, if any, imposed on it at the ... Repayment Report” to SEBI. SEBI has

http://www.sebi.gov.in/cms/sebi_data/commondocs/0203c_p.pdf

Date added: May 30, 2012 - Views: 17

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SECURITIES AND EXCHANGE BOARD OF INDIA Memorandum to the Board

... Submit an annual confirmation to the Board, for inclusion in SEBI’s Annual Report on the following lines: i. The Committee has reviewed the annual statement of accounts with the management and internal auditors. ii.

http://www.sebi.gov.in/cms/sebi_data/boardmeeting/1298879216389-a.pdf

Date added: March 21, 2014 - Views: 1

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ANNUAL REPORT 2012. - ReportJunction

... functional and fashionable accessories. As our country moves to the next plane in terms of economic and social growth, ... (SEBI) has mandated the submission Permanent Account Number ... Annual Report, ...

http://www.reportjunction.com/Preview/Indo-Asian-Fusegear-Limited-2012-92441.htm

Date added: October 26, 2013 - Views: 1

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Interlinkages between the European biodiversity indicators ...

Interlinkages between the European biodiversity indicators, improving their information power Report of the working group on Interlinkages of the Streamlining

http://biodiversity.europa.eu/topics/sebi-indicators/sebi-interlinkages-final-report.pdf/download

Date added: May 20, 2013 - Views: 1

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Annual Report 2012-13 - Arrow Textiles

Directors’ Report ... functional areas, ... (SEBI) has made Permanent Account Number (PAN) as the sole identification number for all participants transacting in the securities market, irrespective of the amount of such transactions.

http://www.arrowtextiles.com/Annual%20report%20for%20the%20F.Y.%202013.pdf

Date added: October 26, 2013 - Views: 1

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SEBI Annual Report 1997-98

their bearing on and relation to the working and function of the SEBI. The Report has been prepared in accordance with the format prescribed in the Securities and Exchange Board of India (Annual Report) Rules, 1994, notified in the official Gazette on April 7, 1994.

http://web.sebi.gov.in/annualreport/9798/1997-98.pdf

Date added: August 6, 2013 - Views: 32

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SYLLABUS MPCOM801: RESEARCH METHODOLOGY I II III IV

Significance of Report Writing - Difference Steps in Writing Report - Layout of ... Functional areas - Tools for Financial Statement Analysis ... Classification of Market Efficiency - Capital Market in India - Role of SEBI regarding Capital Issues & Stock Exchanges - Investor’s ...

http://www.periyaruniversity.ac.in/departments/COM/images/mphsy.pdf

Date added: October 24, 2011 - Views: 6

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Format of the Project - Nirmala Memorial Foundation

Nirmala Memorial Foundation College of Commerce & Science GUIDELINES FOR THE PROJECT WORK (FOR O.C.M, S.P., ECO, B.K.) ... Functional report of SEBI. 8. Functional report of stock exchange. 9. Information report on bonus issue of a company. 10.

http://nirmala.edu.in/notices/dec/612.pdf

Date added: December 26, 2013 - Views: 5

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Annual Report 2012-13 - Bombay Stock Exchange

DIRECTORS’ REPORT STATEMENT UNDER SECTION 212 ... 6 The members of the Company who holds shares in physical form are intimated that SEBI has made it mandatory for the transferee(s) ... Expertise in specific functional area :

http://www.bseindia.com/bseplus/AnnualReport/530555/5305550313.pdf

Date added: November 4, 2013 - Views: 7

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EEA and functional agrobiodiversity – recent developments ...

EEA and functional agrobiodiversity ... EEA Technical report No 12/2009 and the new planned report for 2011 Keyquestions: • Is the current distribution of CAP funds likely to favour the maintenance of HNV farmland?

http://www.eln-fab.eu/uploads/Presentation%20of%20K%20Makarewicz%20(EEA).pdf

Date added: August 28, 2013 - Views: 8

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Secretarial Practice (52)

Securities Exchange Board of India (SEBI) objectives, functions. PROJECT WORK - Std. XII 1) Specimen presentation of different kinds of share certificates. ... Functional report of stock exchange. 14) Prepare specimen – Dividend warrant,

http://siwscollege.edu.in/content/uploads/2014/09/Secretarial-Practice.pdf

Date added: October 28, 2014 - Views: 1

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Concept Paper on new set of Corporate Governance Norms by SEBI

Norms by SEBI Vinod Kothari ... Maintenance of functional website duly updated for all statutory filings, ... •And shall report the same to the general meeting •Such meetings shall also review the performance of non-independent IDs 47

http://www.india-financing.com/Proposed_new_set_of_Corporate_Governance_Norms_by_SEBI.pdf

Date added: August 27, 2014 - Views: 1

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Annual Report 2012-13 - ReportJunction

6 The members of the Company who holds shares in physical form are intimated that SEBI has made it mandatory for the ... Expertise in specific functional area : ... Auditors Report point no. 8 (a) ...

http://www.reportjunction.com/Preview/Paramount-Communications-Limited-2013-96629.htm

Date added: September 27, 2013 - Views: 8

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REPORT ON CORPORATE GOVERNANCE - Wipro

REPORT ON CORPORATE GOVERNANCE Securities and Exchange Board of India ... conformity with the requirements stipulated by SEBI. Given below is a Report on Corporate Governance in Wipro Limited. ... l nature of his expertise in specific functional areas

http://www.wipro.com/documents/investors/pdf-files/annual-report/corpotategoverance.pdf

Date added: September 28, 2012 - Views: 13

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SECURITIES AND EXCHANGE BOARD OF INDIA (ISSUE OF CAPITAL AND ...

... The merchant banker shall submit a half yearly report for the period ending with ... SEBI Registration No. (3) ... Issue Closing No. of times Functional date oversubscribed Responsibility Stock ...

http://www.divest.nic.in/Sebidip/sched20.pdf

Date added: August 28, 2013 - Views: 12

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ANNUAL REPORT - Bombay Stock Exchange

• DIRECTOR’S REPORT • CORPORATE GOVERNACE REPORT ... Experience in special functional area Industrialist with rich business experience ... SEBI Regulations and the Listing Agreements of the Stock Exchanges in India. 12 (v) ...

http://www.bseindia.com/bseplus/annualreport/526576/5265760313.pdf

Date added: January 15, 2014 - Views: 1

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before the Board for review. As a part of Risk Management ...

comprising of CMD, Functional Directors, GM(F) of Resource Division/IPO, GM(F) relating to Asset Liability ... notified by SEBI, a Report on Corporate Governance is submitted to the Board annually which forms part of the

http://www.recindia.nic.in/download/RBI_NBFC_Corp_Governance.pdf

Date added: February 17, 2014 - Views: 1

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REPORT ON CORPORATE GOVERNANCE - 2009-10 - Welcome to KGN ...

Report on Corporate Governance is given herein under. ... SEBI, Stock Exchanges, ... Functional department is providing their performance reports and any type, nature, description of problems to their Functional heads.

http://www.kgnenterprises.com/CORPORATE%20GOVERNANCE/REPORT%20ON%20CORPORATE%20GOVERNANCE%20-%202009-10.pdf

Date added: August 2, 2013 - Views: 2

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CORPORATE GOVERNANCE REPORT - National Fertilizers

CORPORATE GOVERNANCE REPORT 2. BOARD OF DIRECTORS ... Functional Directors including Chairman & Managing Director. Two of the ... (viz. Audit Committee and Shareholders Grievance Committee as per SEBI’s

http://www.nationalfertilizers.com/Corporate_Disclosures.pdf

Date added: January 24, 2013 - Views: 3

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REPORT - United States Agency for International Development

Determination of Technical and Functional Specifications and Criteria for required Operating Systems for Development of a Request for Proposal ... 6 SEBI Annual Report 2000-2001 7 RBI Annual Report 2003-2004 8 RBI Annual Report 2002-2003 9 RBI Annual Report

http://pdf.usaid.gov/pdf_docs/PDACG008.pdf

Date added: December 19, 2012 - Views: 12

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Annual Report 2006-2007

functional areas Qualification/s M.A. (Accounting) M.A. (History) M.Com, LL.B, Ph.D (Eco), FCA Name of other 1. ... SECRETARIAL AUDIT REPORT As stipulated by SEBI, a Qualified Practicing Company Secretary carries out the Secretarial Audit to

http://ansalapi.com/financials/pdf/Annual_Report_2007-2008.pdf

Date added: June 6, 2013 - Views: 1

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SMIFS Capital Markets Limited

Brief resume of Mr. Ajay Kumar Kayan, nature of his expertise in specific functional areas, names of companies ... formulated by SEBI. Your Board presents the report on compliance of governance conditions specified in clause 49. II. Board of Directors

http://www.smifscap.com/SEBI%20Listed%20Company/full%20version%20of%20Annual%20report/Annual_Report_2009-10.pdf

Date added: August 28, 2013 - Views: 2

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INTER-CONNECTED STOCK EXCHANGE OF INDIA LTD

Pending Applications with SEBI Pending Compliance Report of Members Pending documents to be submitted to SEBI Enquiry Details of Prospect Members 1.10 User Administration Creation of New Users ... FUNCTIONAL POINTERS OF LISTING

http://www.iseindia.com/TechPDF/1154663039_RFP_for_ISE_Membersship_Listing.pdf

Date added: March 1, 2014 - Views: 1

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Annual Report 2009-2010 - Arrow Textiles

functional areas, names of the companies in which ... of the Securities & Exchange Board of India(Substantial Acquisition of st Shares and Takeovers) Regulations,1997 (Takeover ... Report and Corporate Governance Report together with

http://www.arrowtextiles.com/Annual%20Reports%202009-10.pdf

Date added: December 19, 2013 - Views: 1

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Intergovernmental Working Group of Experts on International ...

Mr U.K. Sinha, SEBI Chairman . South Africa endorses the Framework . ... consisting of cross functional members representing the key functions of the ... UK Guidance on Strategic Report consistent with <IR> HSBC Annual Report 2013 .

http://unctad.org/meetings/en/Presentation/ciiisar31_1510AM_NStevenson_en.pdf

Date added: October 28, 2014 - Views: 1

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UNCTAD-ISAR Workshop on the Future Direction of the Corporate ...

Mr U.K. Sinha, SEBI Chairman . South Africa endorses the Framework . ... consisting of cross functional members representing the key functions of the ... UK Guidance on Strategic Report consistent with <IR> HSBC Annual Report 2013 .

http://unctad.org/meetings/en/Presentation/ciiisar31_WS2_PDruckman_en.pdf

Date added: October 28, 2014 - Views: 1

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SMlFS CAPITAL MARKETS LIMITED POTICE HEREBY GIVEN CAPITAL ...

... nature of his expertise in specific functional areas, ... formulated by SEBI. Your Board presents the report on compliance of governance conditions specified in Clause 49. ... report to the management instances of unethical behavior actual or suspected, ...

http://www.smifscap.com/SEBI%20Listed%20Company/full%20version%20of%20Annual%20report/AnnualReport_2010_11.pdf

Date added: June 27, 2013 - Views: 2

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Annex-II to Directors’ Report REPORT ON CORPORATE GOVERNANCE

66 33rd Annual Report In our Company, ... functional Directors including the Chairman & Managing Director. ... In pursuance of the Securities Exchange Board of India (Prohibition of Insider Trading) Regulations, 1992, ...

http://ntpc.co.in/annualreports/2008-09/Report_on_Corporate_Governance09.pdf

Date added: May 23, 2013 - Views: 5

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11th Annual Report Annual Report 2010 - 2011

All these offices are fully functional. The office ... Board of India (SEBI), the securities market regulator. ... report are in agreement with the books of accounts; e) The estimate of claims Incurred But Not Reported (IBNR) ...

https://www.reliancegeneral.co.in/insurance/annual-report/2010-11-rgic-annual-report.pdf

Date added: October 24, 2013 - Views: 7

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DEPUTY GENERAL MANAGER INVESTMENT MANAGEMENT DEPARTMENT SEBI ...

SEBI/IMD/CIR No. 4/ 168230/09 June 30, 2009 All Mutual Funds, Asset Management Companies ... Further SEBI vide circular SEBI/IMD/CIR No. 4/ 168230/09 dated June 30, ... report it to AMFI and SEBI.

http://michaelpduarte.com/dforms/ARTICLES/SEBI%20Circular%20all.pdf

Date added: September 13, 2013 - Views: 4

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Report on Corporate Governance

Report on Corporate Governance ... nature of their expertise in specific functional areas and number of companies in which they hold ... dealing with matters related to stock exchanges and SEBI. Her last position was Head of the listing department of the Delhi

http://raas.co.in/image/annual_report_2008-09.pdf

Date added: September 28, 2014 - Views: 1

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ANNUAL REPORT 2012 - 2013 - polylink polymers - filler ...

the SEBI. E. The Ministry of Corporate Affairs ... Expertise in Specific functional Area Date of appointment on the Board of the Company 06.06.1931 M.A. Retired IAS ... particulars in the Report of the Board of Directors) Rules, ...

http://www.polylinkpolymers.com/annual-report/Annual%20Report.pdf

Date added: August 28, 2013 - Views: 7

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Annexure REPORT OF DEBENTURE TRUSTEES FOR THE HALF YEAR ENDED ...

... (Activity Report) REPORT OF DEBENTURE TRUSTEES FOR THE HALF YEAR ENDED MAR 2014 NAME: ... Functional areas of work Details of deficiencies and non compliances ... Observation of the BoD on i) the deficiencies and non compliances Certified that we have complied with SEBI (Debenture Trustee ...

http://syndicatebank.in/downloads/SyndicateBank-DT-yearly-report-31032014.pdf

Date added: September 28, 2014 - Views: 1

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3rd ANNUAL REPORT 2011-2012

Contents Page No Board of Directors 2 Notice Convening AGM 3 Directors’ Report 5 Report on corporate Governance 6 Management Discussion and Analysis 12

http://www.indianterrain.com/pdf/AnnualReport2011-12.pdf

Date added: August 27, 2014 - Views: 1

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Annual Report 2011-12 - Delta Magnets Group

... nature of their expertise in specific functional areas, ... Securities and Exchange Board of India (SEBI) has made Permanent Account Number (PAN) as the sole identification number for all participants ... A report on compliance with the Code of Corporate Governance as prescribed by the ...

http://www.deltamagnetsgroup.com/dml/downloads/DML-Annual-Report-2011-2012.pdf

Date added: February 17, 2014 - Views: 3

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Guidelines on

VIII Format of Quarterly Compliance Report by CPSEs to nodal Administrative Ministries/Departments 44 . 3 CHAPTER 1 ... (SEBI) forms part of the said guidelines. 1.6 To bring in more transparency and accountability in the functioning of

http://www.companiesact.in/pdf/Guidelines_for_Corporate_Governance_for_CPSEs_2010.pdf

Date added: October 28, 2014 - Views: 1

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ANNUAL REPORT 2012 - 2013 - Chennai Petroleum Corporation

... and their expertise in specific functional areas, is given as part of the Notice of 47th Annual General Meeting. ... • Annual Report on Review of recruitment of minorities, OBC reservation, SC & ST ... issued by Securities & Exchange Board of India and Department of Public Enterprises ...

http://www.cpcl.co.in/AnnualReports/Annual%20Report%202013.pdf

Date added: September 10, 2013 - Views: 2

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BOARD OF DIRECTORS - Cals

Cals Refineries Limited 3 The Directors present herewith the Twenty Ninth Annual Report together with the Audited Accounts of the Company for the year

http://www.cals.in/Data/Documents/Cals%20Refineries%20-%20AR%20-%202012%20-%202013.pdf

Date added: November 12, 2013 - Views: 1

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Minutes of the 26th Meeting of the Co-coordination and ...

26.3.2 Wherever local Stock Exchanges have become non-functional, SEBI to nominate representatives for the respective Task Forces. (Action: SEBI) ... examined by SEBI and its report be submitted to the CMC for necessary action in the matter. (Action: SEBI)

http://www.mca.gov.in/Ministry/vanish/Minutes_of_the_26th_Meeting_CMC.pdf

Date added: August 16, 2013 - Views: 1

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Annual Report 2013 - Bajaj Electricals

The practice of distributing the Annual Report at the Annual General Meeting ... India (SEBI) and consequent changes in the listing agreement, ... functional heads as its members, ...

http://bajajelectricals.com/download/financials/Bajaj_Annual_Report_2013.pdf

Date added: January 12, 2014 - Views: 1

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Corporate Governance Report - Edelweiss Fin

... Corporate Governance Report Corporate Governance Report | 57 ... for the Directors and senior management personnel including all Functional Heads, which is in compliance ... SEBI has settled and passed the Consent Order on May 11, ...

http://www.edelweissfin.com/annual%2Dreport%2D2013/PdfFiles/2012-2013/Corporate%20Governance%20Report.pdf

Date added: August 28, 2013 - Views: 2

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BUSINESS RESPONSIBILITY REPORT - Petronet LNG

16TH ANNUAL REPORT 2013-2014 PETRONET LNG LIMITED 36 BUSINESS RESPONSIBILITY REPORT ... SEBI mandate, PLL has been releasing its Business Responsibility report. ... functional and behavioral trainings at Dahej Terminal during

http://www.petronetlng.com/PDF/Business_Responsibility_Report_203-14.pdf

Date added: September 28, 2014 - Views: 1

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20th ANNUAL REPORT - Rubfila International Limited

Expertise in specific functional area Finance Financial Advisor Details of other Directorship Nil Nil NOTES:-1) ... As per SEBI (Substantial Acquisition of Shares and Takeover) ... The above report was adopted by the Board of Directors at their meeting held on 09/05/2013.

http://www.rubfila.com/pdf/ANNUALREPORT-2013.pdf

Date added: September 3, 2013 - Views: 3

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EXECUTIVE SUMMARY - Leading Accounting and Auditing Firms in ...

RBI has made it mandatory for all new entities setting up LO / BO / PO to submit a prescribed report to the Director ... (Qualified/ Subject To/ Except For Audit Report ) SEBI vide its Circular No. CIR/OIAE/1/2012 dated 13 ... PO becoming functional to the Director General of Police ...

http://www.astuteconsulting.com/Upload/Document/RSM%20Astute%20Newsletter%20Oct%202012.pdf

Date added: May 23, 2013 - Views: 1

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annual report 2012 - Call Center Outsourcing and BPO Solution ...

A brief resume of all the Directors, nature of their expertise in specific functional areas and names of companies in which ... • Reconciliation of share capital audit report under SEBI (Depositories and Participants) Regulations, 1996.

http://www.excel-infoways.com/FinancialResult/ANNUAL_REPORT_11_12.PDF

Date added: September 22, 2012 - Views: 7